Objective of Compliance and Enforcement Program. The FAA’s compliance and
enforcement program is designed to promote compliance with statutory and regulatory
requirements. The program provides a wide range of options for addressing noncompliance.
These options include educational and remedial training efforts, administrative action in the form
of either a warning notice or letter of correction, certificate suspensions for a fixed period of
time, civil penalties, indefinite certificate suspensions pending compliance or demonstration of
qualifications, certificate revocations, injunctions, and referrals for criminal prosecution. When
violations occur, whether they involve operating an airport; producing aircraft, products, or parts;
performing aircraft maintenance; operating aircraft; or shipping hazardous materials, FAA
enforcement personnel must take that action most appropriate to promote safety and compliance
with the regulations. The initial priority of FAA investigative personnel is to correct any
ongoing noncompliance. FAA personnel then determine what action to take by evaluating,
among other things, the seriousness and safety risk imposed by the noncompliance. Elements of
the FAA’s compliance and enforcement program also seek to promote safety and greater
compliance by encouraging regulated persons to disclose their own violations and the
circumstances surrounding those violations. Based on information provided through such
disclosures, the agency’s compliance and enforcement program fosters the implementation of
permanent corrective measures to improve overall safety.